Compliance Manager, Finance & Banking

Compliance Manager Ensure ongoing compliance with FCA, PRA, and other relevant regulatory requirements. Monitor regulatory developments and assess their impact on the bank. Develop and maintain compliance policies, procedures, and controls. Support the implementation of new regulatory initiatives and change programmes. Advise business units on regulatory obligations and compliance requirements. Compliance Manager Develop and execute the Compliance Monitoring Programme (CMP).

Conduct compliance reviews and thematic assessments across business functions. Assess the effectiveness of policies, controls, and governance processes. Monitor compliance breaches and oversee remediation activities. Provide independent challenge to business practices where regulatory risks are identified. Compliance Manager Support the bank's conduct risk framework. Monitor customer outcomes and fair treatment practices. Assess compliance with Consumer Duty requirements. Review customer complaints, vulnerability frameworks, and product governance arrangements.

Escalate customer detriment risks to senior management. Compliance Manager Support Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and sanctions compliance programmes. Oversee Know Your Customer (KYC) and Customer Due Diligence (CDD) processes. Monitor financial crime controls and escalation procedures. Support suspicious activity investigations and reporting processes. Work closely with the Money Laundering Reporting Officer (MLRO). Compliance Manager Support the bank's compliance risk assessment framework.

Maintain compliance risk registers and action plans. Assist with regulatory inspections and supervisory reviews. Participate in governance committees and working groups. Support the preparation of board and executive committee reports. Compliance Manager Act as a key point of contact for regulators when required. Support responses to FCA and PRA information requests. Assist with regulatory visits, audits, and reviews. Monitor remediation plans arising from regulatory findings.

Ensure timely regulatory reporting and submissions. Compliance Manager Draft, review, and update compliance policies and procedures. Conduct regular policy reviews to ensure regulatory alignment. Provide guidance to employees on policy implementation. Maintain a robust compliance control framework. Compliance Manager Deliver compliance and regulatory training programmes. Promote awareness of compliance obligations and ethical standards. Support Senior Managers & Certification Regime (SMCR) requirements.

Assist in maintaining employee regulatory competency frameworks. Compliance Manager Build strong relationships with business leaders and control functions. Collaborate with Risk, Legal, Internal Audit, Operations, and Finance teams. Provide practical compliance advice while balancing business objectives. Support business projects and product development initiatives from a regulatory perspective. Compliance Manager Minimum 5 years' experience in banking compliance, regulatory compliance, or financial services compliance.

Strong knowledge of FCA and PRA regulations. Experience operating within a regulated banking environment. Understanding of:
Conduct Risk Consumer Duty SMCR AML and Financial Crime regulations Data Protection and GDPR requirements Experience conducting compliance monitoring reviews. Strong analytical, investigation, and report-writing skills. Excellent communication and stakeholder management abilities. Compliance Manager

Experience with in retail, commercial, corporate, investment, or challenger banking. Knowledge of:
Basel III / Basel IV Operational Resilience requirements Consumer Credit regulations Payment Services Regulations Open Banking…