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Regulatory Compliance Specialist Wealth Management

Senior Compliance Lead – Wealth & Financial Planning

Job in Birmingham, West Midlands, B1, England, UK
Listing for: Clayton Davies
Full Time position
Listed on 2026-06-07
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Wealth Management
Job Description & How to Apply Below
A prominent national financial firm in the United Kingdom is seeking an experienced Senior Compliance Manager to enhance their governance framework. This key leadership position involves providing expert compliance guidance to support financial planning. Candidates should have extensive experience in compliance, particularly within wealth management, and a strong understanding of Conduct Rules. This full-time role offers an opportunity to influence senior stakeholders and ensure adherence to regulatory expectations.
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Position Requirements
10+ Years work experience
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