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Compliance Assurance Manager - Market Abuse - Financial Services Firm
Job in
Birmingham, West Midlands, B1, England, UK
Listed on 2026-06-07
Listing for:
Miryco Consultants Ltd
Full Time
position Listed on 2026-06-07
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Compliance Assurance Manager – Market Abuse
Prestigious financial services firm seeks a Compliance Assurance Manager to join a rapidly expanding compliance function.
Location: London, UK
Responsibilities:
- Develop the Financial Crime and Market Abuse elements of the annual Compliance Monitoring Plan.
- End-to-end design and delivery of Compliance monitoring, focusing on market conduct and financial crime risks.
- Perform validation and reconciliation exercises to provide assurance.
- Draft monitoring reports summarising findings.
- Carry out internal 4‑eyes checks and quality assurance.
Experience:
- Demonstrable relevant experience in a compliance monitoring role.
- Extensive subject‑matter expertise in financial crime and market abuse risks.
Seniority level: Mid‑Senior level
Employment type: Full‑time
Job function: Finance
Industries: Financial Services and Investment Management
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