Senior Investment Compliance Monitor – Suitability Reviews
Job in
Birmingham, West Midlands, B1, England, UK
Listed on 2026-06-07
Listing for:
MERJE Ltd
Full Time
position Listed on 2026-06-07
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
MERJE Ltd is seeking a Compliance Monitoring Officer to focus on Investment Advice Suitability Reviews. This pivotal role involves conducting second-line reviews of investment advice to ensure compliance with FCA standards.
The candidate will collaborate with Investment Managers and Portfolio Managers, reviewing client documentation, assessing risks, and producing high-quality reports. A Level 4 IAD or equivalent qualification, along with at least 3 years' experience in compliance, is essential. This hybrid position is based in London or Leeds.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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