Compliance Monitoring Manager

We’re hiring for a Compliance Monitoring Manager to support our growing Compliance team!

To keep up with our growth in the UK and Ireland, we’re looking for a dedicated Compliance Monitoring Manager to design and execute risk-based compliance monitoring across NFP Group providing senior management with insight and information on the Group’s compliance with applicable FCA and CBI requirements. You will provide support for all business lines (Commercial Insurance, Employee Benefits and Financial Planning) in both the UK and ROI.

The ideal candidate will have extensive knowledge of FCA/CBI requirements and guidance, relevant compliance qualifications and experience of designing and delivering compliance monitoring activity.

We’re looking for someone with:

• Extensive knowledge of FCA/CBI regulation in respect of insurance distribution, Financial Planning and employee benefits activities in particular knowledge of SYSC, PROD, COBS, ICOBS, DISP, Consumer Duty, Consumer Protection Code (CBI)
• Ability to interpret FCA/CBI regulation and determine suitable practical application
• Ability to determine whether good client outcomes have been achieved within the context of regulatory principles
• Demonstrable experience in compliance monitoring roles within the financial services sector, preferably in the intermediary market
• Relevant qualifications such as ICA or CII;
  Certified level as a preferred minimum, Diploma level desirable
• Demonstrable verbal and written communication and stakeholder management skills

Using these skills, you’ll be:

• Assessing regulatory risk with regard to insurance distribution, employee benefits and financial planning activities
• Designing and risk-based monitoring plan which provides insight in the firm's compliance and adherence to regulatory standards
• Designing suitable methodologies for compliance monitoring activity including appropriate testing criteria and the engagement of relevant stakeholders
• The timely completing of monitoring activities in accordance with the risk-based plan
• The production of clear, accurate and balanced monitoring reports
• Developing and building relationships with key stakeholders in all business lines
• Representing the compliance division to the business and providing suitable technical advice on compliance and standards to meet

Who is NFP?

With over 600 people in the UK and Ireland and over 8,000 employees worldwide, NFP is part of the Aon group and specialise in helping businesses in four core areas:

• Insurance (helping them manage key risks)
• Health and safety (supporting them to create a safer workplace for their employees)
• Employee benefits (helping them reward their people more effectively)
• HR, people and talent (supporting employers and their people to thrive through changes and challenges)

What you’ll love about working here

• working in a dynamic, fast-paced organisation in an exciting industry
• the opportunity to do globally impactful work from day one
• learning from industry and business line specialists with decades of experience
• a huge variety of projects to work on and challenges to solve
• our People First culture, which illustrates our commitment to your wellbeing and development, not just as an employee but as a human being
• a rich suite of employee benefits and out-of-work perk

The great benefits we offer:

Finances

It’s important to know you’re paid fairly for the hard work you put in, which is why we complete regular reviews to keep your salary in line as you progress. Plus, we offer initiatives to support and give you financial peace of mind.

• Matched employer pension contributions
• Life Assurance and Group Income Protection
• Lifestyle discounts for well-known brands

Work-life balance

We appreciate the importance of your life outside of work and the benefits of an effective work-life balance. That’s why our policies and culture respect your ability to be flexible, helping you be your best self both in and out of the office.

• Opportunity for hybrid working
• Generous annual leave allowance

Health and wellbeing

We firmly believe in supporting the whole person, not just the employee. At NFP, you have access to a number of initiatives and resources designed to support your physical and mental…