Financial Advice Quality Adviser | FCA Rules & Risk Reviews
Listed on 2026-10-26
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Advisor / Consultant, Risk Manager/Analyst
Broadgate, a leading UK financial advice network, is seeking a Business Quality Adviser to join its Supervision and Assurance team. You will review advice files to ensure clients achieve good outcomes and support advisers in raising standards.
You will carry out pre- and post-sale reviews across Investments, Pensions, Mortgages and Insurance, assess suitability, affordability, risk and disclosure against FCA rules, and contribute to improvements through feedback and root-cause analysis.
This role, Financial Advice Quality Adviser | FCA Rules & Risk Reviews at Broadgate, could be your next career step.
As a Financial Advice Quality Adviser | FCA Rules & Risk Reviews, you will play an important part at Broadgate in West Midlands, England, United Kingdom.
We invite applications for the Financial Advice Quality Adviser | FCA Rules & Risk Reviews position located in West Midlands, England, United Kingdom.
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