More jobs:
Advice Quality Lead: FCA Compliance & Outcome Focus
Job in
Birmingham, West Midlands, B1, England, UK
Listed on 2026-06-04
Listing for:
Ascot Lloyd group
Full Time
position Listed on 2026-06-04
Job specializations:
-
Quality Assurance - QA/QC
Regulatory Compliance Specialist
Job Description & How to Apply Below
Ascot Lloyd group is seeking a Quality Assurance Specialist to oversee the compliance of financial planning advice and enhance advice quality. This role involves reviewing suitability reports and ensuring client files meet FCA requirements.
The ideal candidate will possess a Level 4 Diploma, along with strong analytical skills and experience in advice quality. This position aims to improve client outcomes through rigorous assessment and collaboration with various teams.
#J-18808-LjbffrNote that applications are not being accepted from your jurisdiction for this job currently via this jobsite. Candidate preferences are the decision of the Employer or Recruiting Agent, and are controlled by them alone.
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
Search for further Jobs Here:
×