Risk & Compliance Lead – Branch Oversight
Listed on 2026-10-06
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Finance & Banking
Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist, Banking & Finance -
Management
Risk Manager/Analyst, Regulatory Compliance Specialist, Banking & Finance
Morgan Stanley in Boca Raton, FL seeks a Risk Officer to lead supervisory, compliance and risk functions for the branch, reporting to the Complex Manager and Senior Risk Officer.
The role emphasizes ethics, lawfulness, data security and proactive risk management, collaborating with Legal and Compliance and Internal Audit to uphold policies and address findings. A Bachelor's degree and active securities licenses are required, with demonstrated leadership.
Step into the Risk & Compliance Lead – Branch Oversight role at Morgan-Stanley in Boca Raton, FL, United States and grow with us.
We are seeking a motivated Risk & Compliance Lead – Branch Oversight to join Morgan-Stanley in Boca Raton, FL, United States.
Consider building your career as a Risk & Compliance Lead – Branch Oversight at Morgan-Stanley.
The Risk & Compliance Lead – Branch Oversight position in the Finance, Legal field is open for applications.
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