Senior Compliance Director - Securities & AML Leader
Listed on 2026-10-30
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Finance & Banking
Regulatory Compliance Specialist, Financial Crime -
Management
Regulatory Compliance Specialist
Plume Network seeks a Chief Compliance Officer to lead its broker-dealer and transfer agent compliance programs in the US. You will coordinate with SEC/FINRA, oversee AML for KDAB, and guide regulatory filings and risk assessments.
The role requires senior-level experience in financial services compliance, with active FINRA licenses and a strategic focus on digital assets compliance and governance.
This role, Senior Compliance Director
- Securities & AML Leader at Plume Network, could be your next career step.
This is a great opportunity to take on the Senior Compliance Director
- Securities & AML Leader role at Plume Network.
As a Senior Compliance Director
- Securities & AML Leader, you will play an important part at Plume Network in United States.
We invite applications for the Senior Compliance Director
- Securities & AML Leader position located in United States.
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