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Compliance Analyst II – Broker-Dealer Compliance & Regulation

Job in Bolingbrook, Will County, Illinois, 60440, USA
Listing for: Oliver James Associates Ltd.
Full Time position
Listed on 2025-12-20
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Services
Job Description & How to Apply Below
A respected financial services firm in Bolingbrook, IL, is seeking a Compliance Analyst to support regulatory compliance and risk assessments within the broker-dealer space. This role involves monitoring regulations, assisting with regulatory filings, and collaborating with teams to foster a strong compliance culture. The ideal candidate possesses a Bachelor's degree, relevant compliance experience, and strong analytical skills. The firm offers a collaborative work environment, competitive compensation, and opportunities for professional growth.
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