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Regulatory Compliance Specialist

Compliance Analyst II – Broker-Dealer Compliance & Regulation

Job in Bolingbrook, Will County, Illinois, 60440, USA
Listing for: Oliver James Associates Ltd.
Full Time position
Listed on 2026-01-07
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A recruiting firm is seeking a Compliance Analyst to join the regulatory compliance team in Bolingbrook, IL. The role involves monitoring regulations, assisting with regulatory filings, and supporting compliance policies. Candidates should have 2-4 years of experience in a broker-dealer or similar institution, a Bachelor's degree in a relevant field, and a solid understanding of U.S. regulatory frameworks like FINRA and SEC.

The position offers competitive compensation and opportunities for professional growth.
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