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Regulatory Compliance Specialist

Wealth Compliance Consultant – Broker-Dealer & Advisory

Job in Boston, Suffolk County, Massachusetts, 02298, USA
Listing for: Voya Financial
Full Time position
Listed on 2025-12-21
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Business
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm in Boston is hiring a Compliance Consultant to support the compliance needs of their phone-based sales channel and digital business. You will take an active role in ensuring compliance with laws and regulations and will need five years of relevant experience. This role includes oversight responsibilities, policy recommendations, and risk assessment contributions. The position requires a Bachelor's degree and a FINRA Series 7 license.

Competitive compensation and a supportive work environment are offered.
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