Regional Compliance & Audit Lead; Hybrid, Travel
Job in
Boston, Suffolk County, Massachusetts, 02298, USA
Listed on 2026-01-02
Listing for:
Equitable
Full Time
position Listed on 2026-01-02
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A financial services company is seeking a Compliance Support Specialist to join their team in Boston. This individual will conduct compliance inspections, provide guidance to Advisors on policies, and assist branch compliance personnel. The role requires FINRA Series 7 & 24 registrations and 5-10 years of experience in the financial industry. The position offers a hybrid work model and a salary range of $85,000 – $90,000, along with a comprehensive benefits package.
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