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Regulatory Compliance Specialist

Brokerage Compliance Lead – Securities & Regulatory Risk

Job in Bowie, Prince George's County, Maryland, 20721, USA
Listing for: WesBanco
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 70000 - 73000 USD Yearly USD 70000.00 73000.00 YEAR
Job Description & How to Apply Below
A financial services company in Bowie, Maryland, is seeking a Compliance Officer for Brokerage. This role involves conducting compliance reviews and regulatory monitoring to ensure adherence to laws and regulations within the highly regulated banking industry. The candidate should have an Associates Degree, three years of experience in the securities industry, and required certifications. The position offers an annual salary between $70,000 and $73,000, alongside comprehensive benefits including 22 PTO days, medical, dental, and vision coverage.
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