FCA Audit & Compliance Officer

FCA Audit & Compliance Officer

12 MONTH FTC

£45,000

Hyrid – 3 days office-based Monday to Friday 37.5 hours a week

We're looking for a FCA Compliance Officer to support the Head of Risk & Compliance in providing oversight and MI Quality Compliance recording with all FCA requirements for their Insurance Dealership suppliers. This is an excellent opportunity for someone with experience in FCA Quality Compliance or MI Compliance related roles who is ready to take the next step in their career.

• Monitoring & keep up to date with upcoming changes to regulations applicable FCA legislation, codes of practice, industry guidelines and best practices.
• Work to help reduce risk to the business and make recommendations to enhance the compliance and policies currently in place.
• Support the Compliance Distribution Managers to help ensure their dealerships are working within FCA guidelines.
• Managing 12 month & QTR Audits processes.
• Identify situations that may pose significant compliance and conduct risks and ensure the Dealership Manages and Head of Risk & Compliance are informed.

Carry out an agreed number of FCA audits, delivering prompt and ...