Senior Compliance Monitoring & Surveillance Officer
Job in
Bradford, West Yorkshire, EX22, England, UK
Listed on 2026-09-09
Listing for:
Raymond James Financial
Full Time
position Listed on 2026-09-09
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
Raymond James Financial is seeking a Compliance Officer in the UK responsible for executing a risk-based Compliance Monitoring Plan. The ideal candidate will have experience in Compliance Monitoring with equities and fixed income, ensuring adherence to regulations.
The role involves reporting on compliance findings and engaging with senior stakeholders to foster a strong compliance culture. Candidates should have strong analytical skills and a proven ability to communicate complex regulatory information effectively.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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