Senior Compliance Analyst at Equitable

Elevate your compliance career with Equitable as a Senior Compliance Analyst in Asset Management. Engage with regulatory compliance, investment policies, and enhance operational frameworks in a hybrid work environment.

In this senior role, you'll support compliance operations and regulatory oversight in a dynamic financial services setting. Collaborating closely with investment teams, you'll conduct compliance monitoring, analyze regulatory developments, and enhance compliance frameworks. This position also offers substantial exposure to investment management operations, making it ideal for driven compliance professionals.

Key Responsibilities:

• Conduct compliance monitoring and testing for investment policies

• Research regulatory developments and prepare impact assessments

• Support enhancement of compliance frameworks and documentation

• Produce compliance dashboards, KPI reports, and management updates

• Analyze trade transactions and compliance exceptions for recommendations

Requirements:

• University degree in Finance, Business, or related field

• 3-5+ years in investment compliance or asset management

• Strong understanding of securities regulation and compliance

• Advanced Excel skills for complex data analysis

• Excellent communication and organizational abilities

Leverage your analytical skills and regulatory knowledge to make impactful contributions at Equitable.