More jobs:
Head of Compliance; Retail Pensions & Investments
Job in
Brighton and Hove, Brighton & Hove, East Sussex, England, UK
Listed on 2026-09-12
Listing for:
Willow Resourcing Limited
Full Time
position Listed on 2026-09-12
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Wealth Management, Financial Compliance
Job Description & How to Apply Below
Overview
Head of Compliance (Retail Pensions & Investments) – London (Hybrid – 2 days in the office, 3 days WFH per week).
CompanyRetail Pensions & Investments Fin Tech. A rapidly growing Fin Tech with ongoing headlines and a future that may include an IPO. Shares in the business are part of the benefits package.
Responsibilities- Lead a small, high-performing team (6 FTE) responsible for Compliance Advice and 2nd line Assurance for all FCA-regulated products (ETFs, ISAs, Pensions, etc.).
- Manage, oversee, and support the team to plan and deliver assurance activities; provide pragmatic compliance advice at pace.
- Carry out broader compliance activities including horizon scanning, regulatory reporting, and training.
- Collaborate with product development teams and prepare the business for transactions (e.g., IPOs or sales) where applicable.
- Provide guidance to ensure compliance with regulatory requirements impacting distribution of investment products (Retail Investments and/or Pensions).
- Report to the Compliance Director (SMF
16).
- Extensive experience as a senior compliance professional operating at this level with a proven track record in managing and developing compliance teams.
- Strong experience in a Retail Investments and/or Pensions environment with familiarity with FCA-regulated product distributions (ETFs, ISAs, Pensions, etc.).
- Experience working with product development teams; experience in preparing a business for a transaction (IPO, sale) is advantageous.
- Competitive base pay range (details discussed with recruiter).
- Share in the business as part of the benefits package.
- Location:
London, Hybrid working arrangement.
Click apply. If you don’t have an up-to-date CV, contact Mark at for an informal chat or email mar We will pick it up from there.
Seniority- Mid-Senior level
- Full-time
Note:
The posting includes standard job alerts and location/time-stamp updates from Willow Resourcing Limited; the content has been cleaned of extraneous boilerplate and non-essential information.
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×