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Regulatory Compliance Specialist

Quality Oversight Supervisor - Financial Advisory

Job in Bristol, Bristol County, BS1, England, UK
Listing for: Hargreaves Lansdown Asset Management Limited
Full Time position
Listed on 2026-02-24
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading investment platform is seeking a Quality Oversight Supervisor in Bristol. The role involves conducting reviews to ensure excellent client outcomes and monitoring financial advisers' competency. Candidates should hold or be close to completing a Diploma in Financial Planning and possess strong supervisory skills. This full-time position offers flexible working arrangements and a range of benefits including a discretionary bonus, enhanced parental leave, and private medical insurance.
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