Compliance Analyst, Finance & Banking

Health & Employee Benefits Compliance Analyst

Location:

Remote (with travel)

Built on meritocracy, our unique company culture rewards self-starters and those who are committed to doing what is best for our customers.

We’re delighted to be adding to our growing team with the addition of a Compliance Analyst to work alongside the compliance team.

• Investigating and resolving complaints against company policies and procedures and FCA regulatory guidelines
• Help teammates to resolve breaches / errors & omissions
• Ensure all incidents are logged and reviewed as part of root cause analysis to look at trends.
• Assist the team with internal & FCA reporting
• Help manage oversight of appointed representatives and introducers
• Review processes to ensure best practice is being followed and offer suggestions for improvement.
• Review financial promotions to ensure compliant and not misleading

• Effective time management
• Analytical thinking
• Basic Excel skill
• Good level of written communication
  
  Experience in a regulated environment beneficial but not essential as full training to be provided

A competitive basic salary plus all the normal benefits, Pension, Death In Service, 25 days holiday + Bank Holidays, Group Income Protection and Private Medical Insurance.

A range of flexible benefits post probation.

Full support for professional qualifications (including funding).

We are an Equal Opportunity Employer. We take pride in the diversity of our team and seek diversity in our applicants.