Financial Planner

Our Client

Our client is a unique international Financial Planning business specialising in Expat International Planning, Wealth & Investments and Pensions & Estate Planning.

A brilliant opportunity has arisen for an employed Financial Planner to provide regulated financial planning services to existing/new clients. Working within the adviser network this individual will utilise their previous knowledge and experience to build on existing client relationships, leveraging commercial thinking and best advice for clients.

• Financial Planning Certificate (FPC) – Chartered Insurance Institute (CII).
• or Certificate in Financial Advice (CeFA) – Institute of Financial Services.
• Minimum 2 years previous experience within Financial Services.
• Working towards R01, R02, J10, J12 or equivalent qualifications.
• Strong understanding of investment platforms, DFMs, insurance, pensions & investment structures.
• Able to explain complex financial information clearly.
• Strong computer literacy including CRM systems.
• Excellent client communication and listening skills.
• Strong commercial awareness.
• High ethical standards and professional integrity.

• Interest in financial markets and portfolio management.
• Strong analytical and mathematical skills.
• Full driving licence.
• Understanding of AIT processes and controlled function responsibilities.

• Contact and service existing clients, prospective clients, and introducers.
• Work with relevant advisers supporting clients relocating to or from the UK.
• Conduct due diligence on platforms and DFMs in line with company procedures.
• Prepare fully compliant financial recommendations covering pensions, investments and insurance products.
• Ensure suitability reports are completed and approved through the company’s compliance process.
• Support advisers in recommending AIT-managed portfolios to clients.
• Promote company independence, financial planning expertise, and AIT portfolios.
• Contribute to business growth targets through new client acquisition, cross-selling & client retention strategies.
• Maintain accurate and compliant records.

• As an employed adviser operate under company’s FCA permissions complying with the Financial Services and Markets act 2012 and follow the FCA Handbook and Principles for Approved Persons.
• Follow procedures for client advice, suitability reporting & documentation.