Financial Advice Quality Reviewer
Listed on 2026-10-26
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Finance & Banking
Regulatory Compliance Specialist
Broadgate, a leading UK financial advice network, is seeking a Business Quality Adviser to join its Supervision & Assurance team. You will review advice files across Investments, Pensions, Mortgages and Insurance to help ensure clients achieve good outcomes.
You will assess suitability and disclosure against FCA rules, provide constructive feedback to advisers, run root-cause analysis on troubled cases, and contribute to thematic reviews such as retirement advice and vulnerable customers.
We are seeking a motivated Financial Advice Quality Reviewer to join Broadgate in West of England, England, United Kingdom.
Join us at Broadgate as our next Financial Advice Quality Reviewer in West of England, England, United Kingdom.
We are currently recruiting a Financial Advice Quality Reviewer for our team in West of England, England, United Kingdom.
This is a genuine opportunity to take on the Financial Advice Quality Reviewer role at Broadgate.
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