Manager, Regulatory and Subsidiary Reporting

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do.

At Sun Life, we're driven by our

Purpose:

helping our Clients achieve lifetime financial security and live healthier lives. Our values shape how we work: caring, authentic, bold, inspiring, and impactful.

When you join Sun Life, you'll work with passionate colleagues and empowering leaders who support your growth and celebrate your contributions, so you can make a meaningful difference in our Clients' lives.

Discover how you can make a difference in the lives of individuals, families and communities around the world.

Reporting to the Director, Regulatory and Subsidiary Reporting, the Manager, Regulatory and Subsidiary Reporting will be part of the Retail Advice & Solutions Finance team and will be responsible for all aspects of financial reporting processes related to the mutual fund dealer Sun Life Financial Investment Services (Canada) Inc. (SLFISI), investment dealer Sun Life Canada Securities Inc. (SLCSI) and insurance distributor Sun Life Financial Distributors Inc.

(SLFDI).This encompasses accounting and regulatory reporting for SLFISI and SLCSI in compliance with Canadian Investment Regulatory Organization (CIRO) rules. The large scale and scope of this role requires a high level of accounting knowledge, controls and processes, analytical insight, and operational efficiency.

• Oversee and complete various aspects of the monthly and quarterly finance functions for the entities, including the accounting close, reconciliations, and reporting and analytics
• Ensure completion of the monthly regulatory filings for SLFISI and SLCSI in accordance with CIRO regulatory rules
• Assist in the preparation of the annual legal entity statutory and regulatory financial statements under IFRS and CIRO rules, including all note disclosures
• Provide support for regulatory, external and internal audits of SLFISI and SLCSI by coordinating deliverables, preparing audit samples, and liaising with internal stakeholders to address auditor requests
• Assist and oversee the preparation of quarterly board reports for the subsidiaries
• Support regulatory compliance and reporting requirements, including minimum regulatory capital calculations
• Effectively collaborate with various business areas to support the delivery of financial and regulatory reporting, presentations, and analytics as required
• Provide support and research and lead process updates for accounting and regulatory changes and new initiatives
• Coach, mentor and develop one direct report and one CPA student
• Establish and maintain a robust governance and control environment
• Identify and implement process efficiencies including the use of automation

• Experience in retail Wealth brokerage and understanding of CIRO regulatory rules is an asset
• Working knowledge on IFRS
• Strong PC skills (MSOffice Suite, SAP, SharePoint, Tableau)
• Excellent communication and relationship management skills
• Self-starter, with accuracy and attention to detail, works well in a team as well as with minimal supervision
• Ability to organize, prioritize and make decisions that require innovative thinking
• Results driven, ability to take on ownership of tasks, identify issues and provide alternatives
• Curiosity and a willingness to develop process enhancements using generative AI tools…