Financial Services Conduct Compliance Officer

Use financial services expertise at FSRA to investigate conduct concerns, prepare findings, and support regulatory action. This onsite position serves Ontario consumers.

As part of the Market Conduct team, you will conduct research, fact-finding inquiries, and analysis across FSRA-regulated sectors. You will prepare files for Case Management Committee referrals, assist examinations, interpret compliance requirements, and advise institutions or intermediaries. Your analysis supports market integrity and consumer protection.

• Conduct research and fact-finding inquiries on identified files
• Analyze information and prepare findings for referrals
• Assist examinations addressing specific compliance concerns
• Interpret FSRA requirements for institutions and intermediaries
• Prepare accurate and timely inquiry follow-up reports

• Knowledge of Acts and regulations administered by FSRA
• Understanding of insurance or lending institution activities
• Advanced analytical and problem-solving skills
• Knowledge of research and information-gathering methods
• Experience with software applications and financial records analysis

Apply regulatory research, financial analysis, and compliance interpretation to strengthen market conduct oversight within FSRA’s consumer protection mandate.