Regional Compliance Lead — Audits, Advisory & Travel

A leading financial services firm is seeking a Sr. Regional Compliance Manager to ensure compliance with industry regulations and firm policies. The ideal candidate will have 5-10 years of experience in financial services, strong auditing skills, and the ability to navigate both federal and state regulations. This role involves conducting inspections, providing guidance to financial professionals, and managing multiple priorities within a hybrid work environment.

Competitive salary and benefits are offered, including performance-based bonuses.
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