×
Apply for Jobs Apply for Jobs Post a Job Post a Job Local Jobs Home
Register Here to Apply for Jobs or Post Jobs. X
More jobs:
Regulatory Compliance Specialist Risk Manager/Analyst Financial Compliance Financial Services

SIPP & FCA Compliance Monitoring Lead

Job in Caerphilly, Caerphilly County, CF83, Wales, UK
Listing for: Alexander Lloyd
Full Time position
Listed on 2026-05-30
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Financial Services
Job Description & How to Apply Below
A compliance consultancy firm in the United Kingdom is seeking a SIPP Compliance Monitoring Manager to manage compliance oversight across FCA-regulated entities. The role involves developing and executing a risk-based Compliance Monitoring Plan, ensuring adherence to FCA regulations, and producing insightful reports for management. Ideal candidates will have strong experience in compliance monitoring, knowledge of the FCA Handbook, and excellent analytical skills.
#J-18808-Ljbffr
Note that applications are not being accepted from your jurisdiction for this job currently via this jobsite. Candidate preferences are the decision of the Employer or Recruiting Agent, and are controlled by them alone.
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
 
 
 
Search for further Jobs Here:
(Try combinations for better Results! Or enter less keywords for broader Results)
Location
Increase/decrease your Search Radius (miles)
0
200
Filters
Education Level
Experience Level (years)
Posted in last:
Salary
Advanced Search