Executive Director Canadian Regulatory Compliance
Listed on 2026-11-01
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Lead regulatory compliance for Morgan Stanley's Canadian businesses using strong analysis and detailed knowledge of CIRO and FINTRAC requirements. The work supports regulated Wealth Management.
As Executive Director within International Wealth Management Compliance, provide coverage for the CIRO-regulated Wealth Management business and Morgan Stanley at Work in Canada. Advise business units, develop compliance procedures, and work with Management on new business proposals. The mandate also includes training, staff supervision, and regulatory risk management across applicable laws, rules, and internal policies.
Key Responsibilities:- Support management on new business proposals
- Advise business units across regulatory compliance matters
- Create policies and procedures for laws, regulations, and rules
- Train teams on compliance policies and procedures
- Supervise Compliance Department staff
- Minimum 10 years' relevant experience in financial services compliance
- Knowledge of Canadian Anti-Money Laundering requirements
- Order Execution Only regulatory and practice knowledge
- Experience with CIRO, FINTRAC, or related regulators
- Excellent English communication and strong analytical skills
Use regulatory expertise, analytical judgment, and compliance leadership to protect Morgan Stanley's Canadian Wealth Management franchise.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).