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Risk Manager/Analyst Financial Compliance

Senior Financial Compliance Lead - Securities & Insurance

Job in Campbell, Santa Clara County, California, 95011, USA
Listing for: Northwestern Mutual
Full Time position
Listed on 2026-01-02
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Compliance
Salary/Wage Range or Industry Benchmark: 115000 - 130000 USD Yearly USD 115000.00 130000.00 YEAR
Job Description & How to Apply Below
A financial services company located in California is seeking an experienced Compliance Manager to lead compliance efforts. The role includes overseeing financial advisors, ensuring adherence to regulations, and developing compliance training. Ideal candidates will have a strong background in risk management and a commitment to fostering a culture of compliance. Salary ranges from $115,000 to $130,000 annually, plus bonuses related to KPIs.

Benefits include 401(k) and medical insurance.
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Position Requirements
10+ Years work experience
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