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Regulatory Compliance Specialist

Financial Compliance & QA Specialist

Job in Canterbury, Kent County, CT1, England, UK
Listing for: New Appointments Group
Full Time position
Listed on 2026-02-21
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 GBP Yearly GBP 80000.00 100000.00 YEAR
Job Description & How to Apply Below
An independent financial planning firm in Canterbury seeks a Financial Compliance Officer to ensure quality assurance in financial planning advice and FCA compliance. The role involves conducting reviews of suitability reports, assessing advice suitability, and providing feedback to teams. Candidates should have a minimum of 5 years in quality assurance within an FCA regulated firm and a diploma in relevant fields.

The position provides benefits including pension contributions, annual leave, and medical plans.
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