Strategic Risk & Compliance Supervisor
Listed on 2026-10-09
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Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Morgan Stanley Wealth Management seeks a Risk Officer to oversee risk, compliance, and supervision for the branch network. This role reports to the Complex Manager and Senior Risk Officer, ensuring ethics and regulatory adherence across the organization and coordinating audits and investigations.
The position emphasizes leadership, communication with Financial Advisors, and proactive risk management to protect clients and the firm. Strong regulatory knowledge is essential.
We are seeking a motivated Strategic Risk & Compliance Supervisor to join 711 MS Smith Barney, LLC in FL, United States.
We are currently recruiting a Strategic Risk & Compliance Supervisor for our team in FL, United States.
This is a great role to take on the Strategic Risk & Compliance Supervisor role at 711 MS Smith Barney, LLC.
As a Strategic Risk & Compliance Supervisor, you will play an important part at 711 MS Smith Barney, LLC in FL, United States.
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