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Regulatory Compliance Specialist

Advice Quality & Capability Lead

Job in Cardiff, Cardiff City Area, CF10, Wales, UK
Listing for: Clayton Davies
Full Time position
Listed on 2026-06-07
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
Clayton Davies is seeking an Advice Quality Manager in the United Kingdom to enhance the quality of advice, capability, and risk management across advisers. The role includes reviewing advice quality, providing feedback, and supporting adviser development through coaching and training. Candidates should have experience in FCA-regulated environments and hold a Diploma Level 4 in Regulated Financial Planning. This position is crucial for maintaining high standards of advice and supporting advisers in their professional growth.
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