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Compliance Officer, Finance & Banking

Job in Cardiff, Cardiff City Area, CF10, Wales, UK
Listing for: RecruitUK
Full Time position
Listed on 2026-06-27
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Salary/Wage Range or Industry Benchmark: 35000 - 50000 GBP Yearly GBP 35000.00 50000.00 YEAR
Job Description & How to Apply Below

Overview

Our client is an award‑winning company who is rapidly growing and looking for a compliance officer to join their team. They take pride in everything they do, work hard to maintain excellent customer service and achieve the best results for their clients.

Responsibilities
  • Provide advice to colleagues on new and old regulations.
  • Reporting at a board level on conduct and compliance.
  • Design a program for monitoring regulations and ensuring compliance.
  • Stay up to date with regulatory changes and how they will be implemented in the firm.
  • Review all business promotions to ensure they are compliant with regulatory requirements.
  • Ensure TCF is embedded across the group.
  • Review and provide compliance advice on new products and/or sales initiatives.
  • Be the main point of contact for compliance and provide ongoing training.
  • Liaise with the FCA, where necessary, to ensure compliance for clients.
  • Manage GABRIEL returns.
What’s in it for you
  • Join a growing, successful and award‑winning company.
  • Highly competitive salary.
  • Quarterly social events.
  • Christmas shutdown and 24 days holiday.
  • Free onsite parking.
Skills and experience required
  • Experience working in a Financial Services firm – Essential.
  • Previously experience communicating with stakeholders on multiple levels – Essential.
  • Qualifications in CeMap and Level 4 diploma – Desired.
  • Knowledge and understanding of the FCA Principles of Business.
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