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Business Assurance Specialist: Regulatory Oversight
Job in
Cardiff, Cardiff City Area, CF10, Wales, UK
Listed on 2026-08-17
Listing for:
Quilter Cheviot
Full Time
position Listed on 2026-08-17
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Quilter Cheviot is seeking a Business Assurance professional to oversee the quality of advice and regulatory risk controls. You will review financial advice, support remediation, and ensure outcomes align with consumer duty standards.
Hybrid roles across multiple UK locations offer an opportunity to shape front-line assurance within a historic wealth manager. You will collaborate with Financial Planners and Paraplanners, drive process improvements, and maintain impartiality while ensuring high
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