Senior Compliance File Reviewer; Level 4
Job in
Cardiff, Cardiff City Area, CF10, Wales, UK
Listed on 2026-08-28
Listing for:
Clayton Davies
Full Time
position Listed on 2026-08-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
Clayton Davies is seeking a Level 4 qualified File Reviewer to join the compliance team. The role focuses on detailed file checks to ensure FCA standards and internal policies are met across pensions, investments, protection, and retirement planning.
The ideal candidate will hold a Level 4 Diploma in Regulated Financial Planning, have experience in file-checking or compliance within wealth management, and possess a strong understanding of regulatory expectations.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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