Regional Supervisory Leader Advisory Teams
Listed on 2026-10-18
-
Management
Regulatory Compliance Specialist, General Management, Project & Program Management, Emergency Crisis Mgmt / Disaster Relief
Rockefeller Capital Management is seeking a Regional Supervision Manager to oversee advisory teams in the Northern Hub and ensure alignment with firm standards. The role partners with Private Advisors and senior leadership to support client service delivery and team effectiveness.
The position emphasizes supervisory discipline, governance compliance, and collaboration across Human Capital, Compliance, and Operations. Candidates with 7–10+ years in securities and FINRA registrations fit well.
Step into the Regional Supervisory Leader for Advisory Teams role at Rockefeller Capital Management in Carmel, IN, United States and grow with us.
Full responsibilities and requirements are described in the listing above.
Learn more about the Regional Supervisory Leader for Advisory Teams role in the description above.
We appreciate your interest in this position.
Join Rockefeller Capital Management and contribute to our ongoing work.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).