Compliance Officer, Finance & Banking
Job in
City Of London, Central London, Greater London, England, UK
Listed on 2026-02-15
Listing for:
Restore Talent
Full Time
position Listed on 2026-02-15
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Role Overview
We are seeking a detail-oriented and proactive Compliance Officer to join a fast-growing global fintech company specializing in trading and financial technology solutions. Based in the UK, this role will play a key part in ensuring the firm operates in full compliance with UK regulatory requirements while supporting the continued expansion of a global trading business. The successful candidate will work closely with senior management, operations, and client-facing teams to maintain strong compliance and governance frameworks.
Key Responsibilities- Support the development, implementation, and maintenance of the firm’s compliance framework in line with FCA requirements
- Monitor regulatory developments and assess their impact on business operations and policies
- Ensure adherence to AML, KYC, CDD, and financial crime prevention regulations
- Conduct client due diligence reviews and ongoing monitoring activities
- Act as a point of contact for regulatory queries and internal compliance matters
- Assist with regulatory reporting, audits, and internal reviews
- Review and approve client onboarding documentation and account activity
- Support compliance training and awareness programs across the organization
- Investigate potential breaches and support remediation actions
- Maintain accurate compliance records and documentation
- Bachelor’s degree in Law, Finance, Business, or a related field
- 2-3 years of experience in a compliance role within fintech, trading, brokerage, or financial services
- Strong knowledge of UK regulatory requirements, including FCA rules
- Solid understanding of AML, KYC, CDD, and financial crime frameworks
- Experience working with trading platforms or financial products is an advantage
- Held previous compliance functions and ready to be SMF
16/17
- Strong attention to detail and analytical skills
- Excellent written and verbal communication skills
- Ability to work independently and manage multiple priorities
- Strong stakeholder management and cross-functional collaboration skills
- High ethical standards and sound professional judgment
- Proficient in compliance monitoring tools and documentation system
Note that applications are not being accepted from your jurisdiction for this job currently via this jobsite. Candidate preferences are the decision of the Employer or Recruiting Agent, and are controlled by them alone.
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
Search for further Jobs Here:
×