Compliance Business Partner

PURPOSE OF ROLE
Our client, a respected company in the financial services sector, is looking for a Senior Compliance Support Specialist to join their team. This role works directly with the Senior Compliance Manager to ensure the business stays fully compliant with regulatory standards while promoting a culture of continuous improvement and integrity.

RESPONSIBILITIES

• Provide expert compliance support to the Senior Compliance Manager
• Guide employees and leadership on compliance policies and regulatory requirements
• Help develop and maintain compliance procedures that protect the business and enhance customer outcomes
• Monitor KPIs and keep track of new regulatory developments to keep the company ahead
• Act as a trusted compliance advisor, encouraging positive behaviours across the organisation

DAY-TO-DAY

• Collaborate with various teams to ensure adherence to FCA regulations, including ICOBS and SMCR
• Regularly review compliance frameworks and recommend improvements
• Deliver compliance training and support to employees
• Stay informed on regulatory changes and assist with implementing updates
• Prepare compliance reports for internal and external stakeholders
• Support incident management and escalate issues as needed

EXPERIENCE

• Experience in a compliance role within insurance or financial services is essential
• Strong understanding of FCA regulations, particularly ICOBS and SMCR
• Familiarity with insurance brokerage compliance is beneficial
• Relevant industry qualifications such as CII or ICA are preferred
• Solid grasp of the London Market, particularly Lloyd’s and the reinsurance space

SKILLS

• Excellent attention to detail and risk awareness
• Strong analytical ability to interpret data and identify trends
• Organised with the ability to juggle multiple priorities effectively
• Sound judgement on when to escalate matters
• Adaptable to shifting regulatory landscapes and business needs
• High integrity and commitment to compliance excellence

Equal Employment Opportunity Statement
We are an equal opportunities employer and welcome applications from all qualified candidates.