Compliance Analyst, Finance & Banking

Compliance Analyst

City of London

Permanent/Office based 5 days p/week

£40,000 pa

cer Financial are working alongside a bank based in the City of London. They are looking for a Compliance Analyst to work with them on a permanent basis who will be office based 5 days per week.

The successful candidate will need to assist the Compliance function and the Senior Manager, Monitoring, Testing and Governance in delivering BAU activities and strategic objectives.

• Conduct Monitoring and Testing thematic and periodic reviews as per the timescales outlined in the Compliance Monitoring and Testing plan.
• Update the Monitoring and Testing Action Tracker, ensure action completion by the action owners and document suitable evidence of action closure.
• Maintain the Compliance Policy register and assist the senior manager in updating Compliance Policies where required.
• Assist the Senior Manager, Monitoring, Testing and Governance and Head of Compliance/MLRO with ad-hoc projects or tasks when requested to do so.
• Support the Compliance team, with the delivery of the banks vision for compliance and complement the actions of the other team members de-risking the bank and in striving to make the department cross functional.
• Contribute to team and department meetings as required and assist the Senior Manager, Monitoring, Testing and Governance in forward thinking to improve processes and procedures.
• Helping with oversight of the KYC process and compliance with the AML program.
• Helping to provide day-to-day support to the global MLROs and business relating to the AML, CTF, ABC, and Sanctions processes.

• Some experience in compliance, monitoring and testing, KYC and thematic reviews