Surveillance Associate

Job in City Of London, Central London, Greater London, England, UK

Listing for: Kennedy Pearce Consulting

Full Time position
Listed on 2026-09-04

Job specializations:

Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist

Salary/Wage Range or Industry Benchmark: 70000 - 75000 GBP Yearly GBP 70000.00 75000.00 YEAR

Location: City Of London

Posted 01 September 2026 Salary £70000 - £75000 per annum + bonus, benefits, hybrid working Location England Job type Permanent Discipline Risk & Compliance Reference ML900_

*** SURVEILLANCE ASSOCIATE
-MARKET ABUSE
*** A leading brokerage/trading house are looking for an experienced market abuse surveillance professional to join their team in the City.

DUTIES & RESPONSIBILITIES OF A SURVEILLANCE ASSOCIATE

Review and analyse T+1 alerts

Investigate and elevate potential cases of market abuse/manipulation

Review telephone and e-communication alerts

Collate MI and make reports for senior stakeholders

Assist with improving/calibrating alert assessments

Deal with queries from the FCA and the Exchanges

Assist with PA dealing requests and provide market conduct training.

QUALITIES & ATTRIBUTES REQUIRED FOR A SURVEILLANCE ASSOCIATE

You will have proven market abuse surveillance experience ideally from a brokerage/trading commodities house. Salary: £70-75K plus bonus and benefits.

#J-18808-Ljbffr

Note that applications are not being accepted from your jurisdiction for this job currently via this jobsite. Candidate preferences are the decision of the Employer or Recruiting Agent, and are controlled by them alone.
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
View / Apply for Jobs
Matching My Jurisdiction