Compliance Manager, Finance & Banking

Posted 08 September 2026 Salary £60000 - £75000 per annum + benefits and hybrid working Location City of London Job type Contract Discipline Risk & Compliance Reference ML110_

Our client is a multi-asset global investment management house with a recognised track record. They are looking to appoint a Compliance Manager on a 12-month fixed term basis from 2027. The client offers hybrid working (3 days in the office required) and excellent benefits.

• Provide practical, commercially focused regulatory advice across new business opportunities, products and strategic initiatives.
• Partner with key business teams to support regulatory approvals, product governance and effective management of compliance requirements.
• Lead day-to-day oversight of AML, KYC, anti-fraud and anti-bribery, ensuring robust controls, monitoring, reporting and escalation.
• Build strong relationships with international stakeholders and support a consistent, effective compliance framework across the business.
• Promote a strong culture of compliance through effective policies, procedures, training and practical guidance.
• Support compliance monitoring, audits, regulatory reporting, conflicts of interest and remediation activity.
• Monitor regulatory developments and support the business in assessing and implementing regulatory change effectively and on time.
• Maintain key compliance frameworks, registers and regulatory trackers, including the Code of Ethics, personal account dealing and gifts and entertainment.
• Provide broader compliance support across areas such as CASS, SMCR, transaction reporting and front-office oversight.
• Act as a key point of contact for compliance queries, providing clear, pragmatic advice and escalating material issues to senior management.
• You will have proven generalist compliance experience from an asset management or fund management background.

£60-75K plus bonus, benefits & hybrid working.

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