Head of Derivatives Compliance Advisory

Location: City Of London

The TP ICAP Group is a world leading provider of market infrastructure.

Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.

Through our people and technology, we connect clients to superior liquidity and data solutions.

The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform.

Founded in London in 1866, the Group operates from more than 60 offices in 27 countries. We are 5,200 people strong. We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist.

Role Overview Compliance Advisory plays a critical role in supporting and constructively challenging the business to achieve the highest standards of regulatory compliance, market integrity, and professional conduct. The function operates through regional advisory teams and is complemented by three Global Heads of Product Advisory with responsibility for:

Securities & Venues Derivatives (Rates, FX, Money Markets and Government Bonds)
Futures The Head of Derivatives Compliance Advisory is responsible for leading the firm's specialist advisory coverage across Rates, FX, Money Markets, and Government Bonds globally. The role provides strategic regulatory leadership and subject matter expertise across derivatives and fixed income markets, supporting TP ICAP's Global Broking division and wider enterprise objectives.

Operating with a strong global mandate, the role ensures the consistent application of regulatory requirements, conduct standards, and risk management practices across all jurisdictions in which TP ICAP operates. As a senior Compliance leader, the individual will serve as a trusted adviser to executive stakeholders, delivering pragmatic, commercially focused guidance while upholding robust regulatory standards.

The role partners closely with regional Compliance Advisory teams, Legal, Risk, and senior business leadership to support strategic initiatives, regulatory change, governance activities, investigations, and employee training programmes. The successful candidate will play a key role in shaping the firm's regulatory strategy, enhancing market integrity, and strengthening TP ICAP's global culture of compliance.

This role location can be considered in London, Singapore, New York, Hong Kong or another location within the TP ICAP Group offices.

Key Responsibilities Lead the Global Derivatives Compliance Advisory function, setting strategic direction, driving excellence in delivery, and providing expert product advisory support across the global business.

Directly manage and develop a team of subject matter experts located across TP ICAP's international footprint, fostering a high-performing, collaborative, and inclusive culture.

Partner with Divisional Heads, Chief Operating Officers, and senior business leaders to provide regulatory guidance and constructive challenge on strategic initiatives, business models, and growth opportunities.

Act as a trusted adviser to Front Office leadership, delivering clear, risk-based, and commercially practical regulatory advice.

Design and deliver global thematic training programmes to enhance regulatory awareness, conduct standards, and compliance culture.

Provide Compliance Advisory oversight for strategic change initiatives, including new product approvals, new broking models, technology-enabled solutions, and expansion into new jurisdictions.

Assess major strategic transactions…