Compliance Associate - Corporate Banking
Job in
City Of London, Central London, Greater London, England, UK
Listed on 2026-10-26
Listing for:
Page Personnel
Full Time
position Listed on 2026-10-26
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
- Compliance Associate to join well established bank in London
- Role focused on compliance monitoring and regulatory oversight
About Our Client
International corporate bank
Job Description
- Conduct compliance monitoring reviews and risk assessments across the business.
- Support the development and maintenance of the annual Compliance Monitoring Plan.
- Maintain compliance registers, including breaches, conflicts of interest and personal account dealing.
- Track and monitor remedial actions arising from compliance reviews, ensuring appropriate escalation where required.
- Monitor regulatory developments and support the implementation of regulatory change initiatives.
- Assist in the preparation of management information and compliance reporting for senior management and governance committees.
The Successful Applicant
- At least 3 years' experience within a Compliance function in banking, financial services or wealth management.
- Experience conducting compliance monitoring, compliance testing, assurance reviews or internal audits.
- Good understanding of UK regulatory requirements and Compliance frameworks.
- Strong communication skills and the confidence to challenge stakeholders constructively.
- Experience with in private banking, wealth management or investment management environments would be advantageous.
- ICA, CISI or other recognised Compliance qualifications are desirable but not essential.
What's on Offer
- Salary ranging from £55,000 to £65,000, dependent on the level of experience.
- Permanent role based in London.
- Additional benefits to be confirmed.
Compliance Associate - Corporate Banking City of London, England
Position Requirements
10+ Years
work experience
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