Compliance Officer, Finance & Banking

Location:

London

Salary: £60,000 - £70,000 per annum

Working Pattern:
Full-time | 5 days in the office

We are currently recruiting for a Compliance Officer to join an established UK-regulated bank based in the City of London. This is an excellent opportunity for a compliance professional with a strong background in compliance monitoring, regulatory governance and policy management to join a growing team.

• Support the delivery and ongoing development of the Compliance Monitoring Programme (CMP), including risk-based monitoring, assurance reviews and control testing.
• Conduct compliance reviews to assess the effectiveness of internal controls and adherence to regulatory requirements.
• Draft, review and maintain compliance policies, procedures and governance documentation.
• Manage the policy inventory, ensuring documents are reviewed, approved and updated within required timelines.
• Undertake regulatory horizon scanning, assessing the impact of changes to FCA, PRA and other relevant regulatory requirements.
• Work closely with internal stakeholders to coordinate regulatory change implementation and policy updates.
• Support the development and coordination of compliance training programmes.
• Investigate potential compliance breaches, recommend remedial actions and track their completion.
• Prepare compliance management information (MI), reports and regulatory updates for senior management.
• Provide support across financial crime compliance matters, including AML, fraud, anti-bribery and corruption (ABC), CRS and FATCA.

• Minimum 5 years' experience in compliance or regulatory matters within a UK-regulated banking or financial services environment.
• Previous experience in a Compliance Officer, Compliance Monitoring, Regulatory Compliance or Governance role.
• Strong working knowledge of the FCA Handbook, PRA Rulebook, Money Laundering Regulations and JMLSG Guidance.
• Practical experience conducting compliance monitoring reviews, control testing and assurance activities.
• Experience drafting and maintaining compliance policies, procedures and governance documentation.
• Understanding of regulatory change management and compliance training requirements.
• Good knowledge of financial crime regulations, including AML, fraud, ABC, CRS and FATCA.
• Strong analytical skills, with experience producing management information and compliance reports.
• Excellent communication, organisational and stakeholder management skills.
• An ICA qualification or equivalent compliance qualification would be advantageous.

• Competitive salary of £60,000 - £70,000, depending on experience.
• Opportunity to work closely with the Head of Compliance.
• Broad exposure to compliance monitoring, regulatory governance, financial crime and regulatory change.
• A varied role offering significant responsibility and interaction with senior stakeholders.
• Established banking environment based in the heart of London's financial district.

Please note:

This is a fully office-based position, requiring attendance at the bank's London office five days per week.