EMEA Operations First Line Risk & Control; FLRC) Vice President
Job in
City of Westminster, Central London, Greater London, England, UK
Listed on 2026-10-12
Listing for:
Mitsubishi UFJ Financial Group
Full Time
position Listed on 2026-10-12
Job specializations:
-
Management
Risk Manager/Analyst, Regulatory Compliance Specialist -
Finance & Banking
Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist
Job Description & How to Apply Below
- Lead, coach, mentor, and develop a diverse team of risk professionals by setting clear objectives aligned with departmental goals while promoting employee engagement and wellbeing.
- Provide independent first-line risk and control oversight across EMEA Corporate Banking Operations and Global Markets Operations by supporting business areas in identifying, assessing, managing, and mitigating operational risks.
- Review and challenge risk assessments to ensure risks are appropriately understood and managed while maintaining a regional view of operational exposures and emerging risks.
- Drive the implementation, maintenance, and continuous enhancement of the Operational Risk Management Framework across EMEA Operations by facilitating Risk and Control Self-Assessments (RCSA) and overseeing control inventories.
- Perform control assurance reviews and effectiveness assessments by analysing deficiencies, recommending improvements, monitoring thematic reviews, and supporting quality assurance initiatives.
- Lead oversight of operational incidents by ensuring timely identification, escalation, investigation, resolution, root cause analysis, remediation actions, tracking trends from incidents or issues, and overseeing audit findings remediation.
- Produce and present risk and control Management Information (MI) to senior management and governance forums by delivering thematic analysis of risk trends, consolidated reporting on controls/issues/incidents/remediation activities.
- Act as a key liaison with Operational Risk Management, Compliance, Financial Crime teams, Internal Audit, external stakeholders; support regulatory reviews/audits/examinations; provide expertise during regulatory change initiatives.
- Provide risk/control oversight for strategic initiatives including transformation programmes/technology implementations/process changes/automation activities; review change risk assessments/implementation plans; support resilience/business continuity planning.
- Build effective relationships with Operations leadership/regional stakeholders/control functions; provide independent challenge/guidance to senior business stakeholders; influence outcomes through communication/engagement; collaborate regionally/globally for best practice.
- Extensive experience within Operational Risk or First Line Risk & Control functions in global financial services organisations is essential for success in this role.
- Strong knowledge of Corporate Banking Operations and Global Markets Operations-including front-to-back processes-associated risks/control environments is required.
- Proven track record implementing/managing Operational Risk Management Frameworks such as RCSA processes/KRIs/control assurance/issue management within regulated environments is highly valued.
- Demonstrable experience overseeing/challenging operational risks/controls/incidents/remediation activities across complex regional/global operating models-preferably within EMEA-is necessary.
- Previous people management/coaching/leadership experience with ability to develop high-performing teams is expected.
- Significant functional/technical competencies in Operational Risk/Banking Operations Risk Management including controls testing/governance/issue management are mandatory.
- Good analytical skills from an operational perspective combined with understanding general process flows/products are important assets.
- Excellent communication skills (written/oral), stakeholder management abilities plus proficiency in PowerPoint/PowerBI/MS Excel/Word are required.
- Degree or equivalent work experience is needed; additional qualifications related to risk or operations would be advantageous.
- A calm approach under pressure coupled with attention to detail/numerical…
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