Compliance Operations Lead, Investment Advisory
Listed on 2026-10-27
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance -
Business
Regulatory Compliance Specialist, Financial Compliance
Robinhood Asset Management (RAM) is seeking a Compliance Operations Specialist to support regulatory and operational needs across the investment advisory business. You will coordinate with teams, document best practices, and help launch compliant advisory services while upholding fiduciary duties.
Based in Chicago, IL;
New York, NY;
Denver, CO; or Lake Mary, FL with in-person attendance at least 3 days a week, you’ll work to ensure customer-friendly, compliant outcomes in a fast-paced,
We have an opening for a Compliance Operations Lead, Investment Advisory in IL, United States within Management & Operations.
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Compliance Operations Lead, Investment Advisory role in the description above.
We appreciate your interest in this position.
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