Compliance Testing Manager
Job in
Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listed on 2026-01-15
Listing for:
TD Bank
Full Time
position Listed on 2026-01-15
Job specializations:
-
Business
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
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* Works independently and be accountable for acting as a lead in executing engagements and provides work direction to others on those engagements
* Considered subject matter expert in Compliance testing methodologies
* Provides subject matter expertise and/or guidance to various stakeholders and team members
* Advanced knowledge of external competition, industry and/or market trends in relation to own function/business
* Scope of role may have enterprise impact
* Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own area of expertise
* Independently performs concurrent multiple reviews and related tasks from end to end
* May act as highest point of team escalation for resolution and provides direction to resolve issues or escalates
* ** Undergraduate degree or equivalent work experience**
* ** 7+ years of experience**
* ** Prior testing, audit or business operations experience in areas involving regulatory compliance.**
* ** Prior experience with execution of testing, validation or audit activities.**
* ** Detail oriented and well-developed organizational, time management and project management skills.**
* ** Strong verbal and written communication skills.**
* ** Ability to manage multiple tasks and competing priorities.**
* ** Proficiency with Microsoft Office applications.**
* ** CRCM certification preferred.**
* ** Knowledge and experience with risk management environment, standards, and regulations.**
* ** Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise governance framework, products and services, policies, standards, systems, reporting and training requirements.**
* ** Knowledge of current and emerging trends, including regulatory expectations and standards for effective compliance management systems.**
* ** Ability to research, interpret and summarize relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements.**
* ** Skill in using computer applications including MS Office and Tableau.**
* ** Skill in using advanced analytical software tools, data analysis methods and specialized reporting techniques.**
* ** Ability to independently identify, assess, and escalate issues requiring senior management attention.
*** Executes and manages testing activities in accordance with established standards and strategic direction to achieve completion within target timelines
* Executes follow-up on findings raised from testing engagements in accordance with established standards
* Conducts skilled analytical research and analysis as part of testing engagement and initiatives
* Understands risk identification, risk analysis, and risk mitigation according to regulatory requirements and best business practices
* Develops strong relationships and works collaboratively with key partners
* Oversees/leads the testing engagement, including communications and the reporting processes
* Provides subject matter expertise and/or input to projects/initiatives as a representative for area of…
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