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Business Analyst – Regulatory & Compliance

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: Employee Relations Associates, Inc.
Full Time position
Listed on 2026-10-16
Job specializations:
  • Business
    Regulatory Compliance Specialist
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 70000 - 110000 USD Yearly USD 70000.00 110000.00 YEAR
Job Description & How to Apply Below
Business Analyst – Regulatory & Compliance

Job Description
Business Analyst – Regulatory & Compliance

Location: Charlotte, NC

Employment Type: Contract

Schedule: Hybrid (3 days onsite)

Duration: 12-month contract with potential extension up to 24 months

Position Overview

We are seeking an experienced Business Analyst with a strong background in regulatory and compliance initiatives within Corporate & Investment Banking (CIB) or Global Markets
. This role will partner with business, operations, legal, compliance, and technology teams to assess regulatory changes, analyze business impacts, gather requirements, and support enterprise regulatory initiatives.

This is a true Business Analyst position
, not a Project Manager role. The ideal candidate is business and operations-focused, possesses strong analytical and stakeholder management skills, and has hands‑on experience supporting regulatory programs within investment banking or capital markets.

Key Responsibilities
  • Analyze regulatory requirements and assess business impacts across Corporate & Investment Banking operations.
  • Gather, document, and validate detailed business and functional requirements.
  • Partner with Compliance, Operations, Legal, Technology, Risk, and Business stakeholders.
  • Interpret complex regulatory requirements and translate them into actionable business solutions.
  • Support regulatory reporting, business analysis, and data analysis initiatives.
  • Identify business risks, process gaps, and operational dependencies.
  • Produce business requirement documents (BRDs), functional specifications, process flows, and supporting documentation.
  • Ensure deliverables meet established timelines and service level agreements.
  • Collaborate with frontline banking and Global Markets teams to support regulatory initiatives.
  • Facilitate meetings, stakeholder discussions, and requirement walkthroughs.
Required Qualifications
  • 5+ years of Business Analyst experience.
  • Experience supporting regulatory or compliance initiatives within financial services.
  • Strong understanding of banking operations, Corporate & Investment Banking, or Global Markets.
  • Experience performing regulatory impact assessments and business analysis.
  • Experience gathering and documenting business requirements.
  • Strong stakeholder management and communication skills.
  • Experience supporting regulatory reporting and data analysis.
  • Ability to work independently in a fast‑paced environment.
  • Advanced Microsoft Excel, Word, and PowerPoint skills.
Preferred Qualifications
  • Experience supporting Corporate & Investment Banking (CIB), Global Markets, or Capital Markets.
  • Experience with enterprise regulatory programs.
  • Knowledge of U.S. or global financial regulations.
  • Operations-focused Business Analysis experience.
  • Experience working with front‑office business teams.
Business Analyst – Regulatory & Compliance

Location: Charlotte, NC

Employment Type: Contract

Schedule: Hybrid (3 days onsite)

Duration: 12-month contract with potential extension up to 24 months

Position Overview

We are seeking an experienced Business Analyst with a strong background in regulatory and compliance initiatives within Corporate & Investment Banking (CIB) or Global Markets
. This role will partner with business, operations, legal, compliance, and technology teams to assess regulatory changes, analyze business impacts, gather requirements, and support enterprise regulatory initiatives.

This is a true Business Analyst position
, not a Project Manager role. The ideal candidate is business and operations-focused, possesses strong analytical and stakeholder management skills, and has hands‑on experience supporting regulatory programs within investment banking or capital markets.

Key Responsibilities
  • Analyze regulatory requirements and assess business impacts across…
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