Business Analyst – Regulatory & Compliance
Listed on 2026-10-16
-
Business
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description
Business Analyst – Regulatory & Compliance
Location: Charlotte, NC
Employment Type: Contract
Schedule: Hybrid (3 days onsite)
Duration: 12-month contract with potential extension up to 24 months
Position OverviewWe are seeking an experienced Business Analyst with a strong background in regulatory and compliance initiatives within Corporate & Investment Banking (CIB) or Global Markets
. This role will partner with business, operations, legal, compliance, and technology teams to assess regulatory changes, analyze business impacts, gather requirements, and support enterprise regulatory initiatives.
This is a true Business Analyst position
, not a Project Manager role. The ideal candidate is business and operations-focused, possesses strong analytical and stakeholder management skills, and has hands‑on experience supporting regulatory programs within investment banking or capital markets.
- Analyze regulatory requirements and assess business impacts across Corporate & Investment Banking operations.
- Gather, document, and validate detailed business and functional requirements.
- Partner with Compliance, Operations, Legal, Technology, Risk, and Business stakeholders.
- Interpret complex regulatory requirements and translate them into actionable business solutions.
- Support regulatory reporting, business analysis, and data analysis initiatives.
- Identify business risks, process gaps, and operational dependencies.
- Produce business requirement documents (BRDs), functional specifications, process flows, and supporting documentation.
- Ensure deliverables meet established timelines and service level agreements.
- Collaborate with frontline banking and Global Markets teams to support regulatory initiatives.
- Facilitate meetings, stakeholder discussions, and requirement walkthroughs.
- 5+ years of Business Analyst experience.
- Experience supporting regulatory or compliance initiatives within financial services.
- Strong understanding of banking operations, Corporate & Investment Banking, or Global Markets.
- Experience performing regulatory impact assessments and business analysis.
- Experience gathering and documenting business requirements.
- Strong stakeholder management and communication skills.
- Experience supporting regulatory reporting and data analysis.
- Ability to work independently in a fast‑paced environment.
- Advanced Microsoft Excel, Word, and PowerPoint skills.
- Experience supporting Corporate & Investment Banking (CIB), Global Markets, or Capital Markets.
- Experience with enterprise regulatory programs.
- Knowledge of U.S. or global financial regulations.
- Operations-focused Business Analysis experience.
- Experience working with front‑office business teams.
Location: Charlotte, NC
Employment Type: Contract
Schedule: Hybrid (3 days onsite)
Duration: 12-month contract with potential extension up to 24 months
Position OverviewWe are seeking an experienced Business Analyst with a strong background in regulatory and compliance initiatives within Corporate & Investment Banking (CIB) or Global Markets
. This role will partner with business, operations, legal, compliance, and technology teams to assess regulatory changes, analyze business impacts, gather requirements, and support enterprise regulatory initiatives.
This is a true Business Analyst position
, not a Project Manager role. The ideal candidate is business and operations-focused, possesses strong analytical and stakeholder management skills, and has hands‑on experience supporting regulatory programs within investment banking or capital markets.
- Analyze regulatory requirements and assess business impacts across…
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