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Oversight Enablement Leader – Personal Investor

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: Vanguard
Full Time position
Listed on 2025-12-20
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst
  • Management
    Risk Manager/Analyst
Job Description & How to Apply Below
A leading financial services company in Charlotte is looking for a Head of Oversight Enablement to lead critical oversight functions in the Personal Investor Division. This role involves driving vision, regulatory compliance, and operational resilience across business channels. The ideal candidate will have over 10 years of experience in oversight roles, strong leadership abilities, and a deep understanding of risk management.

The opportunity offers a hybrid working model and a focus on enhancing business integrity and compliance in a changing regulatory landscape.
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