Financial Crimes; Audit QA Consultant

How We Will Help You:

Joining NTT DATA is not only a job, but a chance to grow your career. We are committed to supporting your professional growth, development, and overall success. By joining our team, you will have the opportunity to leverage your experience in financial crimes remediation, AML, BSA programs, and compliance management while advancing your career in a supportive and collaborative environment.

Why the Role Is Important:

We are seeking a Financial Crimes Consultant with experience in Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) programs, as well as internal audit quality assurance, to participate in remediation projects for financial crimes compliance issues, including AML and BSA deficiencies. The ideal candidate will have a background in financial services and experience working in a Big 4 audit firm. Join us in making a significant impact on compliance excellence and organizational resilience in the face of evolving regulatory landscapes and financial crimes challenges.

Once You Are Here, You Will:

• Regulatory Compliance:
  Stay abreast of AML and BSA regulations, guidelines, and enforcement actions. Interpret regulatory requirements and advise clients on best practices for achieving compliance and mitigating financial crimes risks.

• Strategic Advisory:
  Provide strategic guidance and recommendations to financial institutions on enhancing AML and BSA frameworks, policies, and procedures. Collaborate with client leadership to implement remediation solutions that align with business objectives and regulatory expectations.

• Documentation and Reporting:
  Prepare detailed documentation, reports, and presentations documenting remediation progress, findings, and recommendations. Communicate effectively with internal and external stakeholders to ensure transparency and accountability throughout the remediation process.

• Quality Assurance:
  Conduct quality assurance reviews and assessments to validate the effectiveness of remediation efforts and ensure adherence to regulatory requirements and internal policies, leveraging your experience in internal audit quality assurance.

• Continuous Improvement:
  Implement lessons learned from remediation projects to enhance compliance frameworks, streamline processes, and strengthen risk management practices.

Required Qualifications:

• Bachelor’s degree in business or a related field
• 5 years of experience in financial services, with a strong background in internal audit, audit quality assurance, or a related field
• 3 years of experience in a Big 4 audit firm or a similar role, with a strong understanding of audit methodologies and quality assurance processes
• 2 years of experience on projects that focused on one or more of the following: AML/BSA, KYC/Onboarding, Large-Scale Remediation or Operational Engagements, Core financial services
• Knowledge and understanding of regulatory compliance requirements surrounding Anti-Money Laundering (AML) requirements and lifecycle – particularly knowledge around Beneficial Ownership documentation
• Risk Management, specifically Financial Crimes/AML/BSA Program experience
• Internal audit quality assurance experience, with a strong understanding of audit methodologies and quality assurance processes

Preferred

Skills:

• Experience with internal audit methodologies, including risk assessment, audit planning, and execution
• Familiarity with audit tools and technologies, such as audit software and data analytics platforms
• Strong understanding of internal audit standards, including IIA and COSO frameworks
• Experience with quality assurance reviews and assessments, including identifying areas for improvement and implementing corrective actions
• Knowledge of industry trends and best practices in internal audit, including audit committee reporting and stakeholder communication

Ideal Mindset:

By embodying this ideal mindset, you will contribute to the success of our firm, uphold our commitment to regulatory compliance excellence, and support our clients in navigating complex financial crimes challenges with confidence and integrity. The ideal mindset for the role of a Financial Crimes Senior Consultant includes:

• Commitment to Compliance: A strong…