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Licensing & Compliance Analyst - Branch Support; Hybrid

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: Equitable Advisors
Full Time position
Listed on 2026-01-16
Job specializations:
  • Finance & Banking
    Financial Services, Banking & Finance
Salary/Wage Range or Industry Benchmark: 40000 - 50000 USD Yearly USD 40000.00 50000.00 YEAR
Job Description & How to Apply Below
Position: Licensing & Compliance Analyst - Branch Support (Hybrid)
A financial services firm is seeking a Branch Support Analyst for its Charlotte office. This hybrid role involves providing high-level customer service, maintaining licensing records, and processing licensing applications. Candidates should have knowledge of SEC and FINRA regulations and 1+ years of experience in finance or insurance. The salary ranges from $40,000 to $50,000 with a comprehensive benefits package including medical, dental, and 401(k).

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